Investment Representatives
Scott M. Hartman, AIF®
Senior Investment Executive, Cetera Investment Services LLC(574) 327-7002
Scott Hartman serves as a Senior Investment Executive for Lake City Investments. He is an Accredited Investment Fiduciary® and holds a Series 7, 63 and 66 registration as well as the Indiana Life & Health Insurance license. He started his career in financial services in 2003 and joined Lake City Investments in 2010.
He earned his bachelor’s degree in finance at Tri-State University (now Trine University) and his master’s degree in business administration from Trine University.
Adam C. Johnston
Senior Investment Executive, Cetera Investment Services LLC(260) 399-2494
Adam Johnston serves as a Senior Investment Executive for Lake City Investments. He holds a Series 7, 63 and 65 registration as well as the Indiana Life & Health Insurance license. He started his career in financial services in 2003 and joined Lake City Investments in 2010.
He studied marketing and finance at Indiana University.
Greg L. Emmack
Investment Representative, Cetera Investment Services LLC(574) 327-7027
Greg Emmack serves as an Investment Representative for Lake City Investments. He holds a Series 7 and 66 registration as well as the Indiana Life & Health Insurance license. He started his career in financial services in 2004 and joined Lake City Investments in 2017.
He earned his bachelor’s degree in business management at Western Illinois University.
Eric J. Frappier, AAMS®
Investment Representative, Cetera Investment Services LLC(260) 399-2493, x43007
Eric Frappier serves as an Investment Representative for Lake City Investments. He is an Accredited Asset Management Specialist® and holds his Series 7 and Series 66 registration as well as the Indiana Life & Health Insurance license. He started his career in financial services in 2015 and joined Lake City Investments in 2021.
He earned his bachelor’s degree at Purdue University.
Joseph P. Waltermann
Investment Representative, Cetera Investment Services LLC(317) 360-7980, x43230
Joseph Waltermann serves as an Associate Broker for Lake City Investments. He holds a Series 7, 63 and 66 registration as well as the Indiana Life & Health Insurance license. He started his career in financial services in 1993 and joined Lake City Investments in 2016.
He earned his bachelor’s degree in psychology at Indiana University.
Destinee N. Chupp
Licensed Sales Associate, Cetera Investment Services LLC(574) 327-7001
Destinee Chupp serves as an Licensed Sales Associate for Lake City Investments and holds a Series 7 and Series 66 registration. She started her career in financial services when she joined Lake City Investments in 2015.
She earned her associate’s degree at Ivy Tech Community College.
Ashley N. Brewer
Administrative Assistant, Cetera Investment Services LLC(260) 399-2495
Ashley Brewer serves as an Administrative Assistant for Lake City Investments and holds a Series 7 registration. She started her career in financial services in 2007 and joined Lake City Investments in 2015.
She attended Indiana University-Purdue University Fort Wayne.
Liz R. Sporner
Administrative Assistant, Cetera Investment Services LLC(574) 371-9234
Liz Sporner serves as an Administrative Assistant for Lake City Investments. She started her career in financial services when she joined Lake City Investments in 2015.
She earned her bachelor’s degree in general studies with a minor in sociology at Indiana University South Bend.
Check the background of this investment professional on FINRA’s BrokerCheck.
Located at: 202 E Center Street, Warsaw, IN 46580 (877) 718-9198
Securities and insurance products are offered through Cetera Investment Services LLC (doing insurance business in CA as CFG STC Insurance Agency LLC), member FINRA/SIPC. Advisory services are offered through Cetera Investment Advisers LLC. Neither firm is affiliated with the financial institution where investment services are offered. Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.
Investments are: *Not FDIC/NCUSIF insured *May lose value *Not financial institution guaranteed *Not a deposit *Not insured by any federal government agency.
Click here to view Cetera Investment Services Important Information and Business Continuity Plan.
This site is published for residents of the United States only. Registered Representatives of Cetera Investment Services LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every advisor listed. For additional information please contact the advisor(s) listed on the site, visit the Cetera Investment Services LLC site at www.ceterainvestmentservices.com.
